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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2020-21
Last updated on 30-Sep-2020
Download the file to view all records. (.xls)
| Total number of active clients for all the stock brokers of the exchange | 14221650 |
| Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange | 0.08 |
| Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) | 50.02 |
| SN | NAME OF THE TM | DEFAULTER (YES/NO) | UCC OF ACTIVE CLIENTS | NO. OF COMPLAINTS RECEIVED AGAINST TM* | RESOLVED THROUGH EXCHANGE/ IGRC | NON ACTIONABLE** | ADVISED / OPTED FOR ARBITRATION | PENDING FOR REDRESSAL WITH EXCHANGE | PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS | PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED | NO. OF ARBITRATION FILED BY CLIENTS | DECIDED BY THE ARBITRATORS | DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS | PENDING FOR REDRESSAL WITH ARBITRATORS |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | KARVY STOCK BROKING LTD. | No | 129971 | 4081 | 139 | 9 | 0 | 3933 | 3.13 | 3.62 | - | - | - | - |
| 2 | INDIANIVESH SHARES AND SECURITIES PRIVATE LIMITED | No | 11719 | 1527 | 1484 | 4 | 0 | 39 | 13.03 | 97.44 | 1 | 1 | 0 | 0 |
| 3 | ANUGRAH STOCK & BROKING PVT. LTD. | No | 8468 | 1483 | 36 | 0 | 0 | 1447 | 17.51 | 2.42 | - | - | - | - |
| 4 | ANGEL BROKING LIMITED | No | 1009199 | 775 | 634 | 43 | 1 | 97 | 0.07 | 87.48 | 16 | 2 | 1 | 14 |
| 5 | ZERODHA BROKING LIMITED | No | 2474663 | 441 | 362 | 59 | 0 | 20 | 0.01 | 95.46 | 5 | 1 | 1 | 4 |
| 6 | RKSV SECURITIES INDIA PRIVATE LIMITED | No | 1224141 | 425 | 317 | 56 | 0 | 52 | 0.03 | 87.76 | 2 | 0 | 0 | 2 |
| 7 | 5PAISA CAPITAL LIMITED | No | 696869 | 339 | 277 | 23 | 0 | 39 | 0.04 | 88.49 | 1 | 0 | 0 | 1 |
| 8 | ICICI SECURITIES LIMITED | No | 1195055 | 316 | 236 | 13 | 2 | 65 | 0.02 | 79.43 | 3 | 0 | 0 | 3 |
| 9 | MOTILAL OSWAL FINANCIAL SERVICES LIMITED | No | 448808 | 237 | 193 | 9 | 1 | 34 | 0.05 | 85.65 | 6 | 2 | 1 | 4 |
| 10 | SHAREKHAN LTD. | No | 600113 | 234 | 191 | 21 | 0 | 22 | 0.03 | 90.59 | 2 | 0 | 0 | 2 |
| 11 | KOTAK SECURITIES LTD. | No | 676563 | 165 | 115 | 17 | 1 | 32 | 0.02 | 80.6 | 3 | 0 | 0 | 3 |
| 12 | HDFC SECURITIES LTD. | No | 801201 | 153 | 128 | 12 | 0 | 13 | 0.01 | 91.5 | 3 | 1 | 0 | 2 |
| 13 | IIFL SECURITIES LIMITED | No | 252498 | 115 | 93 | 8 | 1 | 13 | 0.04 | 88.69 | 3 | 1 | 0 | 2 |
| 14 | EDELWEISS BROKING LIMITED | No | 142261 | 115 | 89 | 6 | 1 | 19 | 0.08 | 83.47 | 1 | 0 | 0 | 1 |
| 15 | SBICAP SECURITIES LIMITED | No | 285983 | 113 | 96 | 4 | 0 | 13 | 0.03 | 88.49 | 2 | 0 | 0 | 2 |
| 16 | ALICE BLUE FIN SVCS P LTD | No | 86631 | 107 | 89 | 11 | 0 | 7 | 0.12 | 93.45 | 2 | 0 | 0 | 2 |
| 17 | MODEX INTERNATIONAL SECURITIES LTD. | Yes (Expelled) | 994 | 67 | 3 | 64 | 0 | 0 | 6.74 | 100 | - | - | - | - |
| 18 | TRADEBULLS SECURITIES (P) LTD. | No | 64569 | 63 | 50 | 2 | 0 | 11 | 0.09 | 82.53 | - | - | - | - |
| 19 | AXIS SECURITIES LIMITED | No | 361263 | 62 | 47 | 7 | 0 | 8 | 0.01 | 87.09 | 2 | 0 | 0 | 2 |
| 20 | SUMPOORNA PORTFOLIO LIMITED | No | 1645 | 58 | 2 | 0 | 0 | 56 | 3.52 | 3.44 | - | - | - | - |
| 21 | INDIABULLS SECURITIES LIMITED | No | 41568 | 56 | 53 | 3 | 0 | 0 | 0.13 | 100 | - | - | - | - |
| 22 | ADITYA BIRLA MONEY LIMITED | No | 50275 | 51 | 36 | 6 | 0 | 9 | 0.1 | 82.35 | 1 | 0 | 0 | 1 |
| 23 | BMA WEALTH CREATORS LIMITED | Yes (Expelled) | 902 | 47 | 0 | 47 | 0 | 0 | 5.21 | 100 | - | - | - | - |
| 24 | GEOJIT FINANCIAL SERVICES LIMITED | No | 178322 | 46 | 35 | 7 | 0 | 4 | 0.02 | 91.3 | - | - | - | - |
| 25 | SAMCO SECURITIES LIMITED | No | 68900 | 46 | 33 | 6 | 1 | 6 | 0.06 | 86.95 | - | - | - | - |
| 26 | CONARD SECURITIES PRIVATE LIMITED | No | 74 | 43 | 0 | 0 | 0 | 43 | 58.1 | 0 | - | - | - | - |
| 27 | SMC GLOBAL SECURITIES LTD. | No | 124453 | 42 | 30 | 6 | 0 | 6 | 0.03 | 85.71 | - | - | - | - |
| 28 | RELIGARE BROKING LIMITED | No | 120142 | 40 | 26 | 9 | 0 | 5 | 0.03 | 87.5 | - | - | - | - |
| 29 | IDBI CAPITAL MARKETS & SECURITIES LTD. | No | 50167 | 39 | 35 | 1 | 0 | 3 | 0.07 | 92.3 | - | - | - | - |
| 30 | FYERS SECURITIES PRIVATE LIMITED | No | 23846 | 36 | 29 | 5 | 0 | 2 | 0.15 | 94.44 | 1 | 0 | 0 | 1 |
| 31 | ASTHA CREDIT & SECURITIES (P) LTD | No | 49022 | 35 | 24 | 5 | 0 | 6 | 0.07 | 82.85 | - | - | - | - |
| 32 | RELIANCE SECURITIES LIMITED | No | 121430 | 34 | 25 | 2 | 0 | 7 | 0.02 | 79.41 | 2 | 0 | 0 | 2 |
| 33 | NIRMAL BANG SECURITIES PVT. LTD. | No | 111431 | 30 | 24 | 1 | 0 | 5 | 0.02 | 83.33 | 2 | 0 | 0 | 2 |
| 34 | DEALMONEY SECURITIES PRIVATE LIMITED | No | 6518 | 27 | 21 | 0 | 0 | 6 | 0.41 | 77.77 | 2 | 0 | 0 | 2 |
| 35 | VENTURA SECURITIES LTD. | No | 84835 | 26 | 21 | 3 | 0 | 2 | 0.03 | 92.3 | - | - | - | - |
| 36 | VIKSON SECURITIES PRIVATE LIMITED | No | - | 25 | 5 | 0 | 0 | 20 | - | 20 | - | - | - | - |
| 37 | QUANTUM GLOBAL SECURITIES LIMITED | Yes (Expelled) | 740 | 24 | 0 | 24 | 0 | 0 | 3.24 | 100 | - | - | - | - |
| 38 | NAVIA MARKETS LTD. | No | 20500 | 23 | 17 | 2 | 0 | 4 | 0.11 | 82.6 | - | - | - | - |
| 39 | ANAND RATHI SHARE AND STOCK BROKERS LIMITED | No | 77112 | 23 | 21 | 2 | 0 | 0 | 0.02 | 100 | 1 | 0 | 0 | 1 |
| 40 | FINVASIA SECURITIES PRIVATE LIMITED | No | 8832 | 22 | 16 | 4 | 0 | 2 | 0.24 | 90.9 | - | - | - | - |
| 41 | GLOBE CAPITAL MARKET LIMITED | No | 33968 | 22 | 14 | 1 | 0 | 7 | 0.06 | 68.18 | 1 | 0 | 0 | 1 |
| 42 | YES SECURITIES (INDIA) LIMITED | No | 15213 | 20 | 12 | 7 | 0 | 1 | 0.13 | 95 | - | - | - | - |
| 43 | INTEGRATED ENTERPRISES (INDIA) PRIVATE LIMITED | No | 37941 | 18 | 14 | 2 | 0 | 2 | 0.04 | 88.88 | - | - | - | - |
| 44 | PROFITMART SECURITIES PRIVATE LIMITED | No | 32865 | 18 | 14 | 0 | 0 | 4 | 0.05 | 77.77 | 1 | 0 | 0 | 1 |
| 45 | GOODWILL WEALTH MANAGEMENT PVT LTD | No | 31168 | 17 | 13 | 1 | 0 | 3 | 0.05 | 82.35 | 2 | 1 | 0 | 1 |
| 46 | CHOICE EQUITY BROKING PRIVATE LIMITED | No | 43791 | 15 | 10 | 1 | 0 | 4 | 0.03 | 73.33 | - | - | - | - |
| 47 | BONANZA PORTFOLIO LTD. | No | 40393 | 15 | 8 | 2 | 0 | 5 | 0.03 | 66.66 | 1 | 0 | 0 | 1 |
| 48 | MASTER CAPITAL SERVICES LIMITED | No | 43262 | 15 | 9 | 3 | 0 | 3 | 0.03 | 80 | - | - | - | - |
| 49 | ASTITVA CAPITAL MARKET PRIVATE LIMITED | No | 77 | 14 | 5 | 0 | 0 | 9 | 18.18 | 35.71 | - | - | - | - |
| 50 | SWASTIKA INVESTMART LIMITED | No | 44523 | 14 | 12 | 1 | 0 | 1 | 0.03 | 92.85 | - | - | - | - |
| 51 | LKP SECURITIES LTD. | No | 27032 | 14 | 10 | 3 | 0 | 1 | 0.05 | 92.85 | 1 | 1 | 1 | 0 |
| 52 | NEXTBILLION TECHNOLOGY PRIVATE LIMITED | No | 214854 | 12 | 11 | 0 | 0 | 1 | 0 | 91.66 | - | - | - | - |
| 53 | ASHLAR SECURITIES PRIVATE LIMITED | No | 8028 | 11 | 8 | 1 | 0 | 2 | 0.13 | 81.81 | 1 | 1 | 0 | 0 |
| 54 | ALANKIT ASSIGNMENTS LTD. | No | 14780 | 11 | 11 | 0 | 0 | 0 | 0.07 | 100 | - | - | - | - |
| 55 | PRUDENT BROKING SERVICES PRIVATE LIMITED | No | 19851 | 11 | 11 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 56 | PRABHUDAS LILLADHER PVT. LTD. | No | 28631 | 11 | 9 | 0 | 0 | 2 | 0.03 | 81.81 | - | - | - | - |
| 57 | SOUTH ASIAN STOCKS LTD. | No | 15176 | 11 | 9 | 2 | 0 | 0 | 0.07 | 100 | - | - | - | - |
| 58 | STOCK HOLDING CORPORATION OF INDIA LTD | No | - | 11 | 8 | 3 | 0 | 0 | - | 100 | - | - | - | - |
| 59 | ZERODHA SECURITIES PRIVATE LIMITED | No | 4 | 11 | 10 | 0 | 0 | 1 | 275 | 90.9 | - | - | - | - |
| 60 | VNS FINANCE & CAPITAL SERVICES LTD. | No | 31949 | 10 | 5 | 5 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 61 | ZEBU SHARE AND WEALTH MANAGEMENTS PRIVATE LIMITED | No | 13089 | 10 | 7 | 1 | 0 | 2 | 0.07 | 80 | - | - | - | - |
| 62 | MOTILAL OSWAL CAPITAL MARKETS PRIVATE LIMITED | No | - | 10 | 4 | 4 | 0 | 2 | - | 80 | - | - | - | - |
| 63 | REFLECTION INVESTMENTS | No | 68 | 10 | 1 | 0 | 0 | 9 | 14.7 | 10 | - | - | - | - |
| 64 | BEZEL STOCK BROKERS PRIVATE LIMITED | No | 122 | 10 | 6 | 0 | 0 | 4 | 8.19 | 60 | - | - | - | - |
| 65 | SHRIRAM INSIGHT SHARE BROKERS LIMITED | No | 26921 | 10 | 7 | 3 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 66 | ACUMEN CAPITAL MARKET (INDIA) LTD | No | 12329 | 9 | 9 | 0 | 0 | 0 | 0.07 | 100 | - | - | - | - |
| 67 | MONARCH NETWORTH CAPITAL LIMITED | No | 51563 | 9 | 7 | 2 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 68 | MAXGROWTH CAPITAL PRIVATE LIMITED | No | 502 | 9 | 8 | 1 | 0 | 0 | 1.79 | 100 | - | - | - | - |
| 69 | SHCIL SERVICES LIMITED | No | 37398 | 9 | 8 | 1 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 70 | SAFAL CAPITAL (INDIA) LIMITED | No | 6432 | 8 | 1 | 0 | 0 | 7 | 0.12 | 12.5 | - | - | - | - |
| 71 | ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED | No | 13483 | 8 | 7 | 1 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 72 | ISS ENTERPRISE LIMITED | No | 12605 | 8 | 8 | 0 | 0 | 0 | 0.06 | 100 | 2 | 0 | 0 | 2 |
| 73 | CANARA BANK SECURITIES LIMITED | No | 13055 | 8 | 7 | 1 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 74 | SMIFS LIMITED | No | 5003 | 7 | 6 | 0 | 0 | 1 | 0.13 | 85.71 | - | - | - | - |
| 75 | BALANCE EQUITY BROKING (INDIA) PVT. LTD. | No | 3841 | 7 | 0 | 0 | 0 | 7 | 0.18 | 0 | - | - | - | - |
| 76 | ACTION FINANCIAL SERVICES (INDIA) LIMITED | No | 432 | 7 | 3 | 0 | 0 | 4 | 1.62 | 42.85 | 1 | 0 | 0 | 1 |
| 77 | KSBL SECURITIES LIMITED | Yes (Expelled) | 113 | 7 | 0 | 7 | 0 | 0 | 6.19 | 100 | - | - | - | - |
| 78 | MEHTA EQUITIES LIMITED | No | 4307 | 7 | 2 | 0 | 0 | 5 | 0.16 | 28.57 | - | - | - | - |
| 79 | JM FINANCIAL SERVICES LIMITED | No | 44733 | 7 | 5 | 0 | 0 | 2 | 0.01 | 71.42 | 1 | 0 | 0 | 1 |
| 80 | ABHIPRA CAPITAL LTD. | No | 1895 | 6 | 5 | 1 | 0 | 0 | 0.31 | 100 | - | - | - | - |
| 81 | SHRI PARASRAM HOLDINGS PVT. LTD. | No | 28530 | 6 | 3 | 0 | 0 | 3 | 0.02 | 50 | - | - | - | - |
| 82 | FAIRWEALTH SECURITIES LIMITED | Yes (Expelled) | 751 | 6 | 0 | 6 | 0 | 0 | 0.79 | 100 | - | - | - | - |
| 83 | ARHAM WEALTH MANAGEMENT PVT LTD | No | 2161 | 6 | 1 | 3 | 0 | 2 | 0.27 | 66.66 | - | - | - | - |
| 84 | BASAN EQUITY BROKING LIMITED | No | 2022 | 6 | 3 | 2 | 0 | 1 | 0.29 | 83.33 | - | - | - | - |
| 85 | ECONO BROKING PRIVATE LIMITED | No | 14521 | 6 | 6 | 0 | 0 | 0 | 0.04 | 100 | - | - | - | - |
| 86 | COMFORT SECURITIES LIMITED | No | 1684 | 6 | 2 | 1 | 0 | 3 | 0.35 | 50 | - | - | - | - |
| 87 | BHANSALI VALUE CREATIONS PRIVATE LIMITED | No | 9293 | 5 | 4 | 0 | 0 | 1 | 0.05 | 80 | - | - | - | - |
| 88 | TRUSTLINE SECURITIES LIMITED | No | 10856 | 5 | 4 | 1 | 0 | 0 | 0.04 | 100 | - | - | - | - |
| 89 | ARIHANT CAPITAL MARKETS LIMITED | No | 33389 | 5 | 5 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 90 | SYKES & RAY EQUITIES (I) LTD. | No | 10787 | 5 | 5 | 0 | 0 | 0 | 0.04 | 100 | - | - | - | - |
| 91 | SKUNG TRADELINK LIMITED | No | 909 | 5 | 4 | 0 | 0 | 1 | 0.55 | 80 | - | - | - | - |
| 92 | LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. | No | 9017 | 5 | 5 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 93 | AXIS SHARES & SECURITIES PRIVATE LIMITED | No | - | 5 | 3 | 1 | 0 | 1 | - | 80 | - | - | - | - |
| 94 | STEEL CITY SECURITIES LTD. | No | 13331 | 5 | 3 | 2 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 95 | VRISE SECURITIES PRIVATE LIMITED | Yes (Expelled) | 3053 | 5 | 0 | 5 | 0 | 0 | 0.16 | 100 | - | - | - | - |
| 96 | BOB CAPITAL MARKETS LIMITED | No | 5592 | 5 | 4 | 1 | 0 | 0 | 0.08 | 100 | - | - | - | - |
| 97 | SPA SECURITIES LIMITED | No | 380 | 5 | 3 | 1 | 0 | 1 | 1.31 | 80 | - | - | - | - |
| 98 | MAVERICK SHARE BROKERS PRIVATE LIMITED | No | 6824 | 4 | 3 | 0 | 0 | 1 | 0.05 | 75 | - | - | - | - |
| 99 | MARWADI SHARES AND FINANCE LIMITED | No | 93971 | 4 | 4 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 100 | SURESH RATHI SECURITIES PRIVATE LIMITED | No | 28500 | 4 | 4 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 101 | RAGHUNANDAN CAPITAL PRIVATE LIMITED | No | 2425 | 4 | 4 | 0 | 0 | 0 | 0.16 | 100 | - | - | - | - |
| 102 | NARNOLIA FINANCIAL ADVISORS LIMITED | No | 15412 | 4 | 3 | 0 | 0 | 1 | 0.02 | 75 | 1 | 0 | 0 | 1 |
| 103 | GEPL CAPITAL PRIVATE LIMITED | No | 8451 | 4 | 2 | 1 | 0 | 1 | 0.04 | 75 | - | - | - | - |
| 104 | LFS BROKING PRIVATE LIMITED | No | 1514 | 4 | 3 | 0 | 0 | 1 | 0.26 | 75 | - | - | - | - |
| 105 | EDELWEISS FINANCIAL ADVISORS LIMITED | No | - | 4 | 4 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 106 | BP EQUITIES PRIVATE LIMITED | No | 8784 | 4 | 2 | 1 | 0 | 1 | 0.04 | 75 | - | - | - | - |
| 107 | G S V SECURITIES PVT. LTD. | No | 569 | 4 | 3 | 0 | 0 | 1 | 0.7 | 75 | - | - | - | - |
| 108 | R.K. STOCKHOLDING (P) LTD. | No | 1034 | 3 | 3 | 0 | 0 | 0 | 0.29 | 100 | - | - | - | - |
| 109 | YUVRAJ SECURITIES | No | 52 | 3 | 1 | 0 | 0 | 2 | 5.76 | 33.33 | - | - | - | - |
| 110 | GOLDMINE STOCKS PRIVATE LIMITED | No | 14401 | 3 | 3 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 111 | KOTAK MAHINDRA SECURITIES LTD. | No | - | 3 | 1 | 2 | 0 | 0 | - | 100 | - | - | - | - |
| 112 | A . G. SHARES & SECURITIES LTD. | No | 2425 | 3 | 3 | 0 | 0 | 0 | 0.12 | 100 | - | - | - | - |
| 113 | LSC SECURITIES LIMITED | No | 7969 | 3 | 3 | 0 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 114 | PHILLIPCAPITAL (INDIA) PVT. LTD | No | 12974 | 3 | 3 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 115 | JAINAM SHARE CONSULTANTS PRIVATE LIMITED | No | 63516 | 3 | 3 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 116 | INDIAN FINANCE GUARANTY LTD. | No | 562 | 3 | 2 | 0 | 0 | 1 | 0.53 | 66.66 | - | - | - | - |
| 117 | SHAREKHAN COMTRADE PRIVATE LIMITED | No | 83 | 3 | 2 | 1 | 0 | 0 | 3.61 | 100 | - | - | - | - |
| 118 | NJ INDIA INVEST PRIVATE LIMITED | No | 36548 | 3 | 3 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 119 | HEM FINLEASE PVT. LTD. | No | 9286 | 3 | 3 | 0 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 120 | BNP PARIBAS EQUITIES INDIA PVT. LTD. | No | - | 3 | 3 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 121 | KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED | No | 2334 | 3 | 3 | 0 | 0 | 0 | 0.12 | 100 | - | - | - | - |
| 122 | STANDARD CHARTERED SECURITIES (INDIA) LIMITED | No | 5597 | 3 | 2 | 0 | 0 | 1 | 0.05 | 66.66 | - | - | - | - |
| 123 | GROVALUE SECURITIES PVT LTD | Yes (Expelled) | 529 | 3 | 0 | 3 | 0 | 0 | 0.56 | 100 | - | - | - | - |
| 124 | SHARE INDIA SECURITIES LIMITED | No | 2727 | 2 | 2 | 0 | 0 | 0 | 0.07 | 100 | - | - | - | - |
| 125 | ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. | No | 22196 | 2 | 1 | 0 | 0 | 1 | 0 | 50 | - | - | - | - |
| 126 | C.D. EQUISEARCH PVT. LTD | No | 1256 | 2 | 1 | 1 | 0 | 0 | 0.15 | 100 | - | - | - | - |
| 127 | CONSORTIUM SECURITIES PRIVATE LTD. | No | 3811 | 2 | 0 | 0 | 0 | 2 | 0.05 | 0 | - | - | - | - |
| 128 | ADWEALTH STOCK BROKING PRIVATE LIMITED | No | 778 | 2 | 2 | 0 | 0 | 0 | 0.25 | 100 | - | - | - | - |
| 129 | MANSUKH SECURITIES & FINANCE LIMITED | No | 6837 | 2 | 1 | 1 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 130 | EDELWEISS SECURITIES LIMITED | No | 672 | 2 | 2 | 0 | 0 | 0 | 0.29 | 100 | - | - | - | - |
| 131 | CENTRUM BROKING LIMITED | No | 2653 | 2 | 1 | 0 | 0 | 1 | 0.07 | 50 | - | - | - | - |
| 132 | ELITE WEALTH ADVISORS LIMITED | No | 4748 | 2 | 1 | 0 | 0 | 1 | 0.04 | 50 | - | - | - | - |
| 133 | ACML CAPITAL MARKETS LIMITED | No | 22748 | 2 | 2 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 134 | ITI SECURITIES BROKING LIMITED | No | 5089 | 2 | 2 | 0 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 135 | INTEGRATED MASTER SECURITIES PVT. LTD. | No | 2391 | 2 | 2 | 0 | 0 | 0 | 0.08 | 100 | - | - | - | - |
| 136 | COMPETENT FINMAN PVT. LTD. | No | 2082 | 2 | 0 | 0 | 0 | 2 | 0.09 | 0 | - | - | - | - |
| 137 | SYSTEMATIX SHARES & STOCKS (INDIA) LTD. | No | 4531 | 2 | 2 | 0 | 0 | 0 | 0.04 | 100 | - | - | - | - |
| 138 | ANUSH SHARES & SECURITIES PVT.LTD. | No | 1142 | 2 | 1 | 1 | 0 | 0 | 0.17 | 100 | - | - | - | - |
| 139 | PUNE E STOCK BROKING PRIVATE LIMITED | No | 9357 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 140 | KARUNA FINANCIAL SERVICES PVT. LTD | No | 1010 | 2 | 2 | 0 | 0 | 0 | 0.19 | 100 | 1 | 0 | 0 | 1 |
| 141 | ANGEL SECURITIES LTD | No | - | 2 | 2 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 142 | A C AGARWAL SHARE BROKERS PVT LTD | No | 5057 | 2 | 1 | 0 | 0 | 1 | 0.03 | 50 | - | - | - | - |
| 143 | EXCLUSIVE SECURITIES LTD. | No | 3451 | 2 | 2 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 144 | R K GLOBAL SHARES & SECURITIES LIMITED | No | 7735 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 145 | CHOLAMANDALAM SECURITIES LIMITED | No | 6709 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 146 | SPFL SECURITIES LIMITED | No | 5274 | 2 | 1 | 0 | 0 | 1 | 0.03 | 50 | - | - | - | - |
| 147 | ADROIT FINANCIAL SERVICES PRIVATE LIMITED | No | 9329 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 148 | INDIRA SECURITIES PRIVATE LIMITED | No | 7610 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 149 | EMKAY GLOBAL FINANCIAL SERVICES LIMITED | No | 13272 | 2 | 2 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 150 | WAY2WEALTH BROKERS PRIVATE LIMITED | No | 27048 | 2 | 1 | 0 | 0 | 1 | 0 | 50 | - | - | - | - |
| 151 | ASHIKA STOCK BROKING LTD. | No | 14897 | 2 | 2 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 152 | VCK SHARE & STOCK BROKING SERVICES LTD. | No | 1724 | 2 | 2 | 0 | 0 | 0 | 0.11 | 100 | - | - | - | - |
| 153 | ICICI WEB TRADE LTD | No | - | 2 | 1 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 154 | NINE STAR BROKING PRIVATE LIMITED | No | 9528 | 2 | 0 | 0 | 0 | 2 | 0.02 | 0 | - | - | - | - |
| 155 | KIFS TRADE CAPITAL PRIVATE LIMITED | No | 20532 | 2 | 2 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 156 | FORTUNE CAPITAL SERVICES PRIVATE LIMITED | No | 7835 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 157 | DBFS SECURITIES LIMITED | No | 7561 | 2 | 2 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 158 | SUNLIGHT BROKING LLP | No | 3354 | 2 | 1 | 1 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 159 | FAIR INTERMEDIATE INVESTMENTS PVT. LTD. | No | 1640 | 1 | 1 | 0 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 160 | SKP SECURITIES LTD. | No | 2460 | 1 | 1 | 0 | 0 | 0 | 0.04 | 100 | - | - | - | - |
| 161 | SSJ FINANCE & SECURITIES PVT. LTD. | No | 9599 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 162 | PRRSAAR COMMODITIES PRIVATE LIMITED | No | 209 | 1 | 1 | 0 | 0 | 0 | 0.47 | 100 | - | - | - | - |
| 163 | PATERSON SECURITIES PRIVATE LIMITED | No | 1494 | 1 | 1 | 0 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 164 | A. S. STOCK BROKING AND MANAGEMENT PVT LTD. | No | 46 | 1 | 0 | 1 | 0 | 0 | 2.17 | 100 | - | - | - | - |
| 165 | VACHANA INVESTMENTS PRIVATE LIMITED | No | 586 | 1 | 1 | 0 | 0 | 0 | 0.17 | 100 | - | - | - | - |
| 166 | ACEMONEY INTERMEDIARIES PRIVATE LIMITED | No | 534 | 1 | 0 | 0 | 0 | 1 | 0.18 | 0 | - | - | - | - |
| 167 | PRABHAT FINANCIAL SERVICES LTD. | No | 3001 | 1 | 1 | 0 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 168 | ARTHA VRDDHI SECURITIES LIMITED | No | 1168 | 1 | 0 | 1 | 0 | 0 | 0.08 | 100 | - | - | - | - |
| 169 | MOTISONS SHARES PRIVATE LIMITED | No | 1719 | 1 | 1 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 170 | SUSHIL FINANCIAL SERVICES PRIVATE LIMITED | No | 36418 | 1 | 0 | 1 | 0 | 0 | 0 | 100 | - | - | - | - |
| 171 | MITTAL SECURITIES PVT LTD | No | 59 | 1 | 1 | 0 | 0 | 0 | 1.69 | 100 | - | - | - | - |
| 172 | MANGAL KESHAV FINANCIAL SERVICES LLP | No | 7588 | 1 | 0 | 1 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 173 | IFCI FINANCIAL SERVICES LIMITED | No | 5695 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 174 | INDBANK MERCHANT BANKING SERVICES LTD. | No | 6680 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 175 | SARAVANA STOCKS PRIVATE LIMITED | No | 628 | 1 | 1 | 0 | 0 | 0 | 0.15 | 100 | - | - | - | - |
| 176 | JKB FINANCIAL SERVICES LIMITED | No | 3511 | 1 | 0 | 0 | 0 | 1 | 0.02 | 0 | - | - | - | - |
| 177 | RBC FINANCIAL SERVICES PVT. LTD. | No | 746 | 1 | 0 | 0 | 0 | 1 | 0.13 | 0 | - | - | - | - |
| 178 | PUMARTH CREDIT & CAPITAL LTD. | No | 147 | 1 | 1 | 0 | 0 | 0 | 0.68 | 100 | - | - | - | - |
| 179 | PATEL STOCK BROKERS LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 180 | LIBORD BROKERAGE PVT. LTD. | No | 74 | 1 | 1 | 0 | 0 | 0 | 1.35 | 100 | - | - | - | - |
| 181 | MAITRA COMMODITIES PVT LTD | No | 1218 | 1 | 1 | 0 | 0 | 0 | 0.08 | 100 | - | - | - | - |
| 182 | SHREE BAHUBALI STOCK BROKING LTD | No | 8095 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 183 | JYOTI PORTFOLIO PRIVATE LIMITED | No | 2389 | 1 | 1 | 0 | 0 | 0 | 0.04 | 100 | - | - | - | - |
| 184 | KEDIA CAPITAL SERVICES PRIVATE LIMITED | No | 1831 | 1 | 1 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 185 | K K SECURITIES LTD. | No | 1971 | 1 | 1 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 186 | TRADEJINI FINANCIAL SERVICES PVT LTD | No | 6440 | 1 | 0 | 1 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 187 | ITC BHADRACHALAM SECURITIES LTD. | No | - | 1 | 0 | 0 | 0 | 1 | - | 0 | - | - | - | - |
| 188 | JM FINANCIAL SECURITIES PVT.LTD. | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 189 | INVENTURE GROWTH & SECURITIES LIMITED | No | 9106 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 190 | SUNSHINE FINSEC & MERCANTILE LTD. | No | 438 | 1 | 1 | 0 | 0 | 0 | 0.22 | 100 | - | - | - | - |
| 191 | BERKELEY SECURITIES LIMITED | No | 595 | 1 | 1 | 0 | 0 | 0 | 0.16 | 100 | - | - | - | - |
| 192 | VERTEX SECURITIES LTD. | No | 4133 | 1 | 1 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 193 | AUM CAPITAL MARKET PVT LTD | No | 1567 | 1 | 0 | 1 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 194 | TATA SECURITIES LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 195 | KARMIC STOCK BROKING PRIVATE LIMITED | No | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 196 | MAASHITLA SECURITIES PRIVATE LIMITED | No | 120 | 1 | 0 | 1 | 0 | 0 | 0.83 | 100 | - | - | - | - |
| 197 | SUNNESS CAPITAL INDIA PVT LTD | No | 1597 | 1 | 1 | 0 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 198 | KOTAK MAHINDRA CAPITAL COMPANY LIMITED | No | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 199 | SHAH INVESTORS HOME LIMITED | No | 31217 | 1 | 1 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 200 | WELLINDIA SECURITIES LIMITED | Yes (Expelled) | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 201 | PEERLESS SECURITIES LIMITED | No | 2952 | 1 | 1 | 0 | 0 | 0 | 0.03 | 100 | - | - | - | - |
| 202 | INDIABULLS BROKERAGE LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 203 | PACE STOCK BROKING SERVICES PRIVATE LIMITED | No | 4882 | 1 | 0 | 0 | 0 | 1 | 0.02 | 0 | - | - | - | - |
| 204 | ZEN SECURITIES LTD. | No | 14271 | 1 | 1 | 0 | 0 | 0 | 0 | 100 | - | - | - | - |
| 205 | PRAGYA SECURITIES PRIVATE LIMITED | No | 5168 | 1 | 0 | 0 | 0 | 1 | 0.01 | 0 | - | - | - | - |
| 206 | BAJAJ FINANCIAL SECURITIES LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 207 | KAYNET FINANCE LIMITED | Yes (Expelled) | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 208 | NNM SECURITIES PVT. LTD. | No | 625 | 1 | 0 | 1 | 0 | 0 | 0.16 | 100 | - | - | - | - |
| 209 | ATS SHARE BROKERS PRIVATE LIMITED | No | 1218 | 1 | 1 | 0 | 0 | 0 | 0.08 | 100 | - | - | - | - |
| 210 | SKI CAPITAL SERVICES LTD. | No | 1785 | 1 | 1 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 211 | ACHINTYA SECURITIES PRIVATE LIMITED | No | 602 | 1 | 1 | 0 | 0 | 0 | 0.16 | 100 | - | - | - | - |
| 212 | ARHAM SHARE CONSULTANTS PRIVATE LIMITED | No | 8303 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
| 213 | TRANSWORLD SECURITIES LTD. | No | - | 1 | 0 | 0 | 0 | 1 | - | 0 | - | - | - | - |
| 214 | JUST TRADE SECURITIES LIMITED | No | 1324 | 1 | 1 | 0 | 0 | 0 | 0.07 | 100 | - | - | - | - |
| 215 | ESCORTS SECURITIES LTD. | No | 2131 | 1 | 1 | 0 | 0 | 0 | 0.04 | 100 | 1 | 0 | 0 | 1 |
| 216 | RELIGARE SHARE BROKERS LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 217 | AASMAA SECURITIES PRIVATE LIMITED | No | 1248 | 1 | 1 | 0 | 0 | 0 | 0.08 | 100 | - | - | - | - |
| 218 | KOTAK MAHINDRA BANK LTD. | No | 1 | 1 | 0 | 1 | 0 | 0 | 100 | 100 | - | - | - | - |
| 219 | GREENBUCKS SECURITIES PRIVATE LIMITED | No | 541 | 1 | 1 | 0 | 0 | 0 | 0.18 | 100 | - | - | - | - |
| 220 | IL&FS SECURITIES SERVICES LIMITED | No | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 221 | HCG STOCK & SHARE BROKERS LTD. | No | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 222 | GROW-ON PORTFOLIO PRIVATE LTD | No | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 223 | AXIS BANK LTD. | No | 1 | 1 | 1 | 0 | 0 | 0 | 100 | 100 | - | - | - | - |
| 224 | ICICI BANK LTD | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 225 | AMBALAL SHARES & STOCKS PRIVATE LIMITED | No | 1992 | 1 | 1 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 226 | SIGNATUREGLOBAL SECURITIES PVT LTD | No | 244 | 1 | 1 | 0 | 0 | 0 | 0.4 | 100 | - | - | - | - |
| 227 | SAS BROKING PRIVATE LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 228 | PROGNOSIS SECURITIES PRIVATE LIMITED | No | 49 | 1 | 1 | 0 | 0 | 0 | 2.04 | 100 | - | - | - | - |
| 229 | CIL SECURITIES LTD. | No | 1647 | 1 | 1 | 0 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 230 | ADITYA AJAY SHARE BROKERS PRIVATE LTD. | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 231 | VASANTI SHARE BROKERS LIMITED | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 232 | O J FINANCIAL SERVICES LTD. | No | 762 | 1 | 1 | 0 | 0 | 0 | 0.13 | 100 | - | - | - | - |
| 233 | DP TRADEKING PVT LTD | No | 1965 | 1 | 1 | 0 | 0 | 0 | 0.05 | 100 | - | - | - | - |
| 234 | ZUARI FINSERV LIMITED | No | 3970 | 1 | 1 | 0 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 235 | DESTINY SECURITIES LTD. | No | - | 1 | 0 | 0 | 0 | 1 | - | 0 | - | - | - | - |
| 236 | ISF SECURITIES LTD. | No | 677 | 1 | 1 | 0 | 0 | 0 | 0.14 | 100 | - | - | - | - |
| 237 | ENRICH FINANCIAL SERVICES | No | 1628 | 1 | 1 | 0 | 0 | 0 | 0.06 | 100 | - | - | - | - |
| 238 | BURGEON SECURITIES | No | - | 1 | 1 | 0 | 0 | 0 | - | 100 | - | - | - | - |
| 239 | ANUPAM STOCK BROKING PVT. LTD. | No | - | 1 | 0 | 1 | 0 | 0 | - | 100 | - | - | - | - |
| 240 | GCL SECURITIES PVT LTD | No | 4097 | 1 | 0 | 1 | 0 | 0 | 0.02 | 100 | - | - | - | - |
| 241 | MONEYWISE FINVEST LIMITED | No | 9116 | 1 | 1 | 0 | 0 | 0 | 0.01 | 100 | - | - | - | - |
Download the file to view all records. (.xls)
Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member