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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2021-22

Last updated on 31-Aug-2021

Download the file to view all records. (.xls)

Total number of active clients for all the stock brokers of the exchange 25149645
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.01
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 87.97
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
6 KOTAK SECURITIES LTD. No 421767 225 212 - 13 0 20 20 8 0
7 ICICI SECURITIES LIMITED No 1556314 218 214 - 4 0 4 4 1 0
8 KARVY STOCK BROKING LTD. No 409306 204 196 - 8 0 9 9 2 0
9 INDIABULLS SECURITIES LTD. No 503000 196 188 - 8 0 16 16 1 0
10 MOTILAL OSWAL SECURITIES LTD. No 429771 158 152 - 6 0 13 13 4 0
11 ANGEL BROKING PRIVATE LIMITED No 389957 141 130 - 11 0 12 12 1 0
12 SMC GLOBAL SECURITIES LTD. No 122405 103 96 - 7 0 16 16 3 0
13 UNICON SECURITIES PVT. LTD. No 76511 92 77 - 15 0 17 17 6 0
14 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 214552 87 78 - 9 0 11 11 8 0
15 JHP SECURITIES PRIVATE LIMITED No 4721 87 85 - 2 0 1 1 1 0
16 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 86667 81 80 - 1 0 2 2 0 0
17 BONANZA PORTFOLIO LTD. No 147776 75 65 - 10 0 14 14 1 0
18 ADITYA BIRLA MONEY LIMITED No 151160 67 60 - 7 0 6 6 1 0
19 MASTER CAPITAL SERVICES LIMITED No 73375 66 63 - 3 0 4 4 1 0
20 EDELWEISS FINANCIAL ADVISORS LIMITED No 152505 66 62 - 4 0 4 4 2 0
21 HDFC SECURITIES LTD. No 638457 58 57 - 1 0 2 2 0 0
22 MERFIN (INDIA) LTD. Yes 1704 57 3 52 2 0 2 2 0 0
23 BAKLIWAL FINANCIAL SERVICES (INDIA) PRIVATE LIMITED No 12621 54 54 - 0 0 0 0 0 0
24 SBICAP SECURITIES LIMITED No 45919 52 52 - 0 0 1 1 1 0
25 SHRIRAM INSIGHT SHARE BROKERS LIMITED - - 50 47 - 3 0 6 6 6 0
26 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 82981 49 43 - 6 0 3 3 1 0
27 GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED No 288785 46 44 - 2 0 5 5 2 0
28 ASHIKA STOCK BROKING LTD. No 68589 40 38 - 2 0 1 1 0 0
29 GANGA YAMUNA FINVEST PRIVATE LIMITED Yes 1409 35 1 34 0 0 - - - 0
30 SUNCHAN SECURITIES LTD. Yes 3632 35 10 25 0 0 12 12 0 0
31 TRUSTLINE SECURITIES LIMITED No 46855 35 29 - 6 0 12 12 3 0
32 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 111592 34 33 - 1 0 3 3 1 0
33 NETWORTH STOCK BROKING LTD. No 61985 33 30 - 3 0 4 4 0 0
34 HSBC INVESTDIRECT SECURITIES (INDIA) LIMITED No 127261 32 27 - 5 0 5 5 4 0
35 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 18702 30 28 - 2 0 3 3 2 0
36 IDBI CAPITAL MARKET SERVICES LTD. No 50192 30 30 - 0 0 0 0 0 0
37 MONARCH PROJECT & FINMARKETS LIMITED - - 29 28 - 1 0 0 0 0 0
38 MARWADI SHARES AND FINANCE LIMITED No 104733 29 29 - 0 0 0 0 0 0
39 BMA WEALTH CREATORS LIMITED No 26839 29 24 - 5 0 3 3 3 0
40 GLOBE CAPITAL MARKET LIMITED No 31817 26 23 - 3 0 0 0 0 0
41 ITI FINANCIAL SERVICES LTD. No 22180 26 22 - 4 0 0 0 0 0
42 MEFCOM SECURITIES LTD. No 1500 24 24 - 0 0 - - - 0
43 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 33174 21 18 - 3 0 3 3 3 0
44 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 86610 20 18 - 2 0 4 4 1 0
45 ALANKIT ASSIGNMENTS LTD. No 55248 20 19 - 1 0 4 4 1 0
46 VENTURA SECURITIES LTD. No 73546 19 19 - 0 0 0 0 0 0
47 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 85717 18 18 - 0 0 0 0 0 0
48 ISE SECURITIES & SERVICES LIMITED No 63723 18 18 - 0 0 2 2 2 0
49 DESTIMONEY SECURITIES PRIVATE LIMITED No 16923 15 11 - 4 0 3 3 0 0
50 NIRMAL BANG SECURITIES PVT. LTD. No 28878 15 13 - 2 0 0 0 0 0
51 LABDHI FINANCE CORPORATION No 5136 15 15 - 0 0 1 1 1 0
52 EAST INDIA SECURITIES LTD. No 7632 15 15 - 0 0 1 1 1 0
53 WAY2WEALTH BROKERS PRIVATE LIMITED No 30926 15 13 - 2 0 1 1 0 0
54 WEALTH MANTRA LIMITED No 23384 14 12 - 2 0 4 4 2 0
55 RR EQUITY BROKERS PVT. LTD. No 12063 13 12 - 1 0 1 1 0 0
56 ALKA SECURITIES LTD No 1361 13 12 - 1 0 0 0 0 0
57 GUINESS SECURITIES LIMITED No 21039 13 12 - 1 0 1 1 1 0
58 PHILLIPCAPITAL (INDIA) PVT. LTD - - 12 10 - 2 0 1 1 1 0
59 SHRI PARASRAM HOLDINGS PVT. LTD. No 77150 11 10 - 1 0 3 3 2 0
60 ABHIPRA CAPITAL LTD. No 18465 11 10 - 1 0 0 0 0 0
61 R K GLOBAL SHARES & SECURITIES LIMITED No 14081 11 11 - 0 0 0 0 0 0
62 MICROSEC CAPITAL LIMITED No 20419 11 7 - 4 0 1 1 0 0
63 INTEGRATED ENTERPRISES (INDIA) LIMITED No 41197 11 11 - 0 0 1 1 1 0
64 JUST TRADE SECURITIES LIMITED No 10051 11 10 - 1 0 1 1 0 0
65 BHAS SECURITIES (P) LTD No 299 11 11 - 0 0 0 0 0 0
66 M G CAPITAL SERVICES LTD. No 4212 11 9 - 2 0 0 0 0 0
67 ARIHANT CAPITAL MARKETS LIMITED No 62707 11 11 - 0 0 2 2 1 0
68 SHAH INVESTOR'S HOME LIMITED No 63294 10 9 - 1 0 1 1 1 0
69 LKP SECURITIES LTD. No 40899 10 10 - 0 0 2 2 1 0
70 PRASHANT JAYANTILAL PATEL No 7256 10 9 - 1 0 0 0 0 0
71 PUG SECURITIES PRIVATE LIMITED No 2685 10 5 - 5 0 5 5 3 0
72 EDELWEISS SECURITIES LIMITED No 21266 9 7 - 2 0 5 5 0 0
73 CONSORTIUM SECURITIES PRIVATE LTD. No 24214 9 9 - 0 0 3 3 0 0
74 KASSA FINVEST PRIVATE LIMITED No 3826 9 7 - 2 0 2 2 1 0
75 MANGAL KESHAV SECURITIES LTD. No 52737 9 8 - 1 0 0 0 0 0
76 HEM FINLEASE PVT. LTD. No 16451 9 7 - 2 0 3 3 0 0
77 FAIRWEALTH SECURITIES LIMITED No 13764 9 7 - 2 0 3 3 2 0
78 SUNIDHI SECURITIES & FINANCE LIMITED No 33100 9 7 - 2 0 - - - 0
79 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 25445 9 8 - 1 0 2 2 1 0
80 SAIKRIPA SECURITIES LTD. No 2493 8 8 - 0 0 0 0 0 0
81 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 16683 8 8 - 0 0 0 0 0 0
82 INDIA CAPITAL MARKETS PRIVATE LIMITED - - 8 8 - 0 0 2 2 0 0
83 ARTHA BROKING SERVICES LIMITED No 2479 8 8 - 0 0 - - - 0
84 ACUMEN CAPITAL MARKET (INDIA) LTD No 11600 8 7 - 1 0 2 2 0 0
85 HSE SECURITIES LTD. No 12024 8 8 - 0 0 - - - 0
86 ANUGRAH STOCK & BROKING PVT. LTD. No 14832 7 7 - 0 0 1 1 1 0
87 ALMONDZ GLOBAL SECURITIES LTD. No 13913 7 5 - 2 0 2 2 0 0
88 JOINDRE CAPITAL SERVICES LTD No 44745 7 7 - 0 0 0 0 0 0
89 CHOLAMANDALAM SECURITIES LIMITED No 18605 7 6 - 1 0 0 0 0 0
90 KIFS SECURITIES PRIVATE LIMITED No 36702 7 6 - 1 0 0 0 0 0
91 ARYAN SHARE & STOCK BROKERS LTD. No 6326 7 6 - 1 0 1 1 0 0
92 SWASTIKA INVESTMART LIMITED No 20985 6 6 - 0 0 0 0 0 0
93 CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED No 19735 6 5 - 1 0 1 1 0 0
94 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED No 3328 6 5 - 1 0 3 3 2 0
95 CPR CAPITAL SERVICES LTD. No 3302 6 4 - 2 0 2 2 1 0
96 SYKES & RAY EQUITIES (I) LTD. No 42533 6 6 - 0 0 2 2 0 0
97 INDO THAI SECURITIES LTD. No 5329 6 4 - 2 0 0 0 0 0
98 CANNY SECURITIES PVT. LTD. No 92 6 6 - 0 0 0 0 0 0
99 FIRST FINANCIAL HOLDINGS LTD. No 416 6 6 - 0 0 - - - 0
100 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 5617 6 5 - 1 0 0 0 0 0
101 MANSUKH SECURITIES & FINANCE LIMITED No 42347 6 5 - 1 0 1 1 1 0
102 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 8850 5 5 - 0 0 0 0 0 0
103 KUNVARJI FINSTOCK PVT. LTD. No 21888 5 5 - 0 0 0 0 0 0
104 STEEL CITY SECURITIES LTD. No 42871 5 5 - 0 0 2 2 0 0
105 STOCK HOLDING CORPORATION OF INDIA LTD No 0 5 5 - 0 0 - - - 0
106 REYMOUNT SECURITIES PVT. LTD. No 836 5 2 - 3 0 - - - 0
107 INTIME EQUITIES LIMITED No 11259 5 5 - 0 0 3 3 0 0
108 COIMBATORE CAPITAL LIMITED No 23550 5 4 - 1 0 2 2 2 0
109 DJS STOCK AND SHARES LTD. - - 5 4 - 1 0 - - - 0
110 A . G. SHARES & SECURITIES LTD. No 6133 5 5 - 0 0 0 0 0 0
111 DB (INTERNATIONAL) STOCK BROKERS LTD. No 6381 5 5 - 0 0 0 0 0 0
112 JM FINANCIAL SERVICES LIMITED No 32027 5 5 - 0 0 1 1 0 0
113 DEPANSU SECURITIES (INDIA) PVT LTD No 141 4 4 - 0 0 - - - 0
114 SODHANI SECURITIES LTD. No 1545 4 4 - 0 0 0 0 0 0
115 HORIZON PORTFOLIO LTD. No 1908 4 2 - 2 0 2 2 0 0
116 TRANSWORLD SECURITIES LTD. No 4688 4 4 - 0 0 - - - 0
117 NAVIA MARKETS LTD. No 12145 4 2 - 2 0 1 1 0 0
118 SUGAL & DAMANI SHARE BROKERS LIMITED No 8686 4 4 - 0 0 - - - 0
119 IL&FS SECURITIES SERVICES LIMITED - - 4 4 - 0 0 - - - 0
120 SSJ FINANCE & SECURITIES PVT. LTD. No 21074 4 4 - 0 0 0 0 0 0
121 TRADESWIFT BROKING PRIVATE LIMITED No 3782 4 4 - 0 0 0 0 0 0
122 ZUARI INVESTMENTS LTD. No 7097 4 4 - 0 0 0 0 0 0
123 VINOD SHARES LTD. No 1621 4 4 - 0 0 0 0 0 0
124 DHYAN SECURITIES PVT LTD No 207 4 0 - 4 0 2 2 2 0
125 MUTHOOT SECURITIES LTD. No 6824 4 3 - 1 0 0 0 0 0
126 KHANDWALA SECURITIES LTD. No 3903 4 4 - 0 0 - - - 0
127 DYNAMIC EQUITIES PRIVATE LIMITED No 19123 4 4 - 0 0 - - - 0
128 FIRST GLOBAL STOCKBROKING PVT.LTD. No 2380 4 3 - 1 0 0 0 0 0
129 ELITE WEALTH ADVISORS LIMITED No 14070 4 4 - 0 0 0 0 0 0
130 NORTHEAST BROKING SERVICES LTD. No 11643 3 3 - 0 0 2 2 0 0
131 TRANSPARENT SHARES AND SECURITIES PRIVATE LIMITED No 1741 3 3 - 0 0 1 1 0 0
132 MARFATIA STOCK BROKING PRIVATE LIMITED No 13633 3 3 - 0 0 - - - 0
133 SPS SHARE BROKERS PVT. LTD. No 2890 3 3 - 0 0 - - - 0
134 MULTIPLEX CAPITAL LTD. No 7610 3 3 - 0 0 0 0 0 0
135 SKI CAPITAL SERVICES LTD. No 4498 3 2 - 1 0 1 1 0 0
136 INANI SECURITIES LIMITED No 2357 3 3 - 0 0 - - - 0
137 ZEN SECURITIES LTD. No 40686 3 3 - 0 0 - - - 0
138 RELIABLE STOCKS & SHARES (INDIA) LTD. No 2936 3 3 - 0 0 - - - 0
139 KELLTON SECURITIES PRIVATE LIMITED No 6542 3 3 - 0 0 - - - 0
140 PEE AAR SECURITIES LIMITED - - 3 3 - 0 0 1 1 0 0
141 SKP SECURITIES LTD. No 12208 3 3 - 0 0 0 0 0 0
142 LATIN MANHARLAL SECURITIES PVT. LTD. No 23192 3 3 - 0 0 - - - 0
143 FINQUEST SECURITIES PVT. LTD. No 4225 3 3 - 0 0 0 0 0 0
144 SHAREWEALTH SECURITIES LIMITED No 12901 3 3 - 0 0 1 1 0 0
145 R.K. STOCKHOLDING (P) LTD. No 8438 3 3 - 0 0 0 0 0 0
146 CANARA BANK SECURITIES LIMITED No 5589 3 3 - 0 0 0 0 0 0
147 BRICS SECURITIES LTD. No 9046 3 1 - 2 0 0 0 0 0
148 INDBANK MERCHANT BANKING SERVICES LTD. No 8946 3 3 - 0 0 - - - 0
149 INTEGRATED STOCK BROKING SERVICES PVT.LTD. No 2708 3 3 - 0 0 0 0 0 0
150 PRABHUDAS LILLADHER PVT. LTD. No 31674 3 2 - 1 0 1 1 1 0
151 PEERLESS SECURITIES LIMITED No 3684 3 2 - 1 0 2 2 1 0
152 ALTIUS FINCAP MARKETS LIMITED No 3476 3 3 - 0 0 2 2 0 0
153 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 1539 3 3 - 0 0 0 0 0 0
154 JHAVERI SECURITIES LIMITED No 54209 3 3 - 0 0 0 0 0 0
155 SHREE BAHUBALI INTERNATIONAL LTD. No 19481 3 3 - 0 0 0 0 0 0
156 CENTRUM BROKING LIMITED - - 3 3 - 0 0 0 0 0 0
157 SPA SECURITIES LIMITED No 3293 3 3 - 0 0 0 0 0 0
158 GEPL CAPITAL PRIVATE LIMITED No 10561 2 2 - 0 0 0 0 0 0
159 SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED No 4250 2 1 - 1 0 - - - 0
160 BP EQUITIES PRIVATE LIMITED No 5897 2 2 - 0 0 0 0 0 0
161 PELF FINSTOCK LTD. No 5545 2 1 - 1 0 2 2 0 0
162 SHILPA STOCK BROKER PRIVATE LIMITED No 24261 2 2 - 0 0 0 0 0 0
163 VSE STOCK SERVICES LIMITED No 2818 2 2 - 0 0 - - - 0
164 INDIA SECURITIES BROKING PRIVATE LIMITED No 443 2 1 - 1 0 1 1 1 0
165 SAS BROKING PRIVATE LIMITED No 2268 2 2 - 0 0 - - - 0
166 FARSIGHT SECURITIES LTD. No 5188 2 2 - 0 0 0 0 0 0
167 GOGIA CAPITAL SERVICES LIMITED No 7236 2 2 - 0 0 0 0 0 0
168 INDUS PORTFOLIO (P) LTD No 16915 2 2 - 0 0 1 1 0 0
169 ISF SECURITIES LTD. No 2041 2 2 - 0 0 0 0 0 0
170 JAYPEE CAPITAL SERVICES LTD. No 8083 2 2 - 0 0 - - - 0
171 MITHUN SECURITIES PVT. LTD. No 3382 2 2 - 0 0 - - - 0
172 RSG SHARE & STOCK BROKERS LTD. No 67 2 1 - 1 0 0 0 0 0
173 GANESH STOCKINVEST (P) LIMITED No 3151 2 1 - 1 0 1 1 0 0
174 PCS SECURITIES LTD. No 22199 2 2 - 0 0 0 0 0 0
175 SANCHAY FINVEST LTD. No 560 2 0 - 2 0 0 0 0 0
176 PUMARTH CREDIT & CAPITAL LTD. No 3519 2 2 - 0 0 - - - 0
177 ASL CAPITAL HOLDINGS PRIVATE LIMITED No 1634 2 2 - 0 0 0 0 0 0
178 KASS SECURITIES PVT. LTD. Yes 687 2 2 - 0 0 0 0 0 0
179 REFLECTION INVESTMENTS No 780 2 2 - 0 0 - - - 0
180 DBFS SECURITIES LIMITED No 16538 2 2 - 0 0 0 0 0 0
181 ALACRITY SECURITIES LTD. No 762 2 2 - 0 0 - - - 0
182 NARAYAN SECURITIES LIMITED No 3822 2 2 - 0 0 0 0 0 0
183 LSE SECURITIES LIMITED No 34882 2 2 - 0 0 - - - 0
184 SURESH RATHI SECURITIES PRIVATE LIMITED No 37508 2 1 - 1 0 1 1 1 0
185 INVENTURE GROWTH & SECURITIES LIMITED No 10408 2 2 - 0 0 - - - 0
186 AXIS SECURITIES LIMITED - - 2 2 - 0 0 0 0 0 0
187 HEDGE EQUITIES LIMITED No 2910 2 1 - 1 0 1 1 0 0
188 SIC STOCKS & SERVICES PRIVATE LIMITED No 139 2 2 - 0 0 - - - 0
189 ANGEL SECURITIES LTD No 3 2 2 - 0 0 - - - 0
190 VCK SHARE & STOCK BROKING SERVICES LTD. No 9991 2 2 - 0 0 0 0 0 0
191 ICICI WEB TRADE LTD No 617934 2 2 - 0 0 0 0 0 0
192 PRAVIN RATILAL SHARE AND STOCK BROKERS LTD No 15448 2 2 - 0 0 - - - 0
193 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 38064 2 2 - 0 0 - - - 0
194 VERTEX SECURITIES LTD. - - 2 2 - 0 0 2 2 1 0
195 CIL SECURITIES LTD. No 6812 2 1 - 1 0 - - - 0
196 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 36528 2 1 - 1 0 2 2 0 0
197 MEHTA EQUITIES LIMITED No 16888 2 2 - 0 0 1 1 1 0
198 SATCO CAPITAL MARKETS LIMITED No 8905 2 2 - 0 0 - - - 0
199 VNS FINANCE & CAPITAL SERVICES LTD. No 5881 2 2 - 0 0 - - - 0
200 COMPETENT FINMAN PVT. LTD. No 12252 2 2 - 0 0 1 1 0 0
201 INDIANIVESH SECURITIES PVT. LTD. No 1197 1 1 - 0 0 0 0 0 0
202 CITIGROUP WEALTH ADVISORS INDIA PVT LTD. No 1929 1 1 - 0 0 - - - 0
203 MSN SECURITIES PVT. LTD. No 635 1 1 - 0 0 - - - 0
204 RAGA SHARES TRADING PVT. LTD. No 525 1 1 - 0 0 0 0 0 0
205 AXIS SHARES & SECURITIES PRIVATE LIMITED No 303 1 1 - 0 0 - - - 0
206 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 2167 1 1 - 0 0 0 0 0 0
207 D R SHARE & STOCK BROKERS PVT. LTD. No 1141 1 1 - 0 0 0 0 0 0
208 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 905 1 1 - 0 0 - - - 0
209 BLUE ANGEL STOCK BROKERS PVT. LTD No 390 1 1 - 0 0 - - - 0
210 RIKHAV SECURITIES LIMITED No 3866 1 1 - 0 0 - - - 0
211 VGP PORTFOLIO No 1476 1 1 - 0 0 - - - 0
212 FOCUS SHARES & SECURITIES PRIVATE LIMITED No 81 1 1 - 0 0 0 0 0 0
213 NAVKAR WEALTH SERVICE PRIVATE LIMITED No 622 1 1 - 0 0 0 0 0 0
214 HR FINANCE & INVESTMENTS No 333 1 1 - 0 0 - - - 0
215 BULL BROTHERS No 13 1 1 - 0 0 - - - 0
216 BEZEL STOCK BROKERS PRIVATE LIMITED - - 1 1 - 0 0 - - - 0
217 SHARE WISE EQUITY BROKERS PVT LTD No 118 1 1 - 0 0 1 1 1 0
218 B D SHAH SECURITIES LIMITED No 196 1 1 - 0 0 - - - 0
219 TR CAPITAL LIMITED No 890 1 1 - 0 0 - - - 0
220 AJCON GLOBAL SERVICES LIMITED No 2079 1 1 - 0 0 - - - 0
221 DSP MERRILL LYNCH LIMITED No 6352 1 0 - 1 0 - - - 0
222 ENAM SECURITIES PVT LTD. No 1513 1 1 - 0 0 - - - 0
223 RBS EQUITIES (INDIA) LIMITED - - 1 1 - 0 0 - - - 0
224 JM FINANCIAL SECURITIES PVT.LTD. No 0 1 1 - 0 0 - - - 0
225 HOME TRADE LIMITED No - 1 0 1 0 0 - - - 0
226 IDFC SECURITIES LIMITED No 650 1 1 - 0 0 0 0 0 0
227 STEWART & MACKERTICH WEALTH MANAGEMENT LTD. No 6357 1 1 - 0 0 0 0 0 0
228 GOLDMINE STOCKS PRIVATE LIMITED No 31232 1 1 - 0 0 0 0 0 0
229 INVESTMENTOR SECURITIES LTD. No 15494 1 1 - 0 0 - - - 0
230 PIONEER SHARES & SECURITIES P. LTD. No 758 1 1 - 0 0 - - - 0
231 RATNAKAR SECURITIES PVT LTD No 17509 1 1 - 0 0 - - - 0
232 C.R.KOTHARI & SONS STOCK BROKING PRIVATE LIMITED No 201 1 1 - 0 0 - - - 0
233 JK SECURITIES PVT. LTD. No 10548 1 1 - 0 0 - - - 0
234 ACCORD CAPITAL MARKETS LTD No 4279 1 1 - 0 0 - - - 0
235 AMI SECURITIES LTD Yes - 1 1 - 0 0 - - - 0
236 BALJIT SECURITIES PVT. LTD. No 4416 1 1 - 0 0 2 2 2 0
237 SUMEDHA FISCAL SERVICES LTD. No 1487 1 1 - 0 0 - - - 0
238 FAST CAPITAL MARKETS LTD. No 1155 1 1 - 0 0 - - - 0
239 MURARI SECURITIES LTD. No 565 1 1 - 0 0 - - - 0
240 ORTEM SECURITIES LIMITED No 2812 1 1 - 0 0 - - - 0
241 PKC STOCK BROKING PRIVATE LIMITED No 1436 1 1 - 0 0 - - - 0
242 VEDIKA SECURITIES (P) LTD No 3200 1 0 - 1 0 1 1 0 0
243 SINGLE WINDOW SECURITIES LTD. No 2119 1 1 - 0 0 - - - 0
244 B N RATHI SECURITIES LIMITED No 6996 1 1 - 0 0 0 0 0 0
245 SAMCO SECURITIES LIMITED - - 1 1 - 0 0 - - - 0
246 ESCORTS SECURITIES LTD. No 5768 1 1 - 0 0 0 0 0 0
247 INTERFACE BROKERAGE & RESEARCH LTD. No 3161 1 1 - 0 0 9 9 9 0
248 TECHNO SHARES & STOCKS PRIVATE LIMITED - - 1 1 - 0 0 0 0 0 0
249 JAMNADAS VIRJI SHARES & STOCK BROKERS PRIVATE LIMITED No 1738 1 1 - 0 0 - - - 0
250 SANGHAVI SAVLA STOCKBROKERS LTD. No 3234 1 0 - 1 0 0 0 0 0
251 MANALI TRADING & HOLDINGS PRIVATE LIMITED No 1720 1 1 - 0 0 - - - 0
252 MARKET CREATORS LIMITED No 11056 1 0 - 1 0 - - - 0
253 MONEYCARE SECURITIES & FINANCIAL SERVICES LTD. No 3640 1 1 - 0 0 - - - 0
254 ANUSH SHARES & SECURITIES PVT.LTD. - - 1 1 - 0 0 - - - 0
255 MUKESH BROKERAGE & FINANCIAL (INDIA) LTD. No 1118 1 1 - 0 0 - - - 0
256 MUKUL AMRATLAL SONAWALA No 860 1 1 - 0 0 - - - 0
257 PRANAV SECURITIES PVT LTD No 1505 1 1 - 0 0 1 1 1 0
258 DEAL DEPOT EQUITIES No 4493 1 1 - 0 0 - - - 0
259 DANI SHARES & STOCKS PRIVATE LIMITED No 8584 1 1 - 0 0 0 0 0 0
260 ICICI BANK LTD. No - 1 1 - 0 0 - - - 0
261 M L A P SECURITIES PVT. LTD. No 1597 1 1 - 0 0 - - - 0
262 AXIS EQUITIES PRIVATE LIMITED No 1351 1 1 - 0 0 - - - 0
263 SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED No 4096 1 1 - 0 0 0 0 0 0
264 COCHIN STOCK BROKERS LTD. No 8699 1 1 - 0 0 - - - 0
265 RRB MASTER SECURITIES DELHI LTD. No 1829 1 0 - 1 0 - - - 0
266 L.D.K. SHARES & SECURITIES PRIVATE LIMITED No 2003 1 1 - 0 0 - - - 0
267 MAVERICK SHARE BROKERS LIMITED No 21328 1 0 - 1 0 - - - 0
268 ASE CAPITAL MARKETS LTD. No 9719 1 1 - 0 0 - - - 0
269 GRD SECURITIES LIMITED No 2045 1 1 - 0 0 - - - 0
270 DSE FINANCIAL SERVICES LTD. No 999 1 1 - 0 0 - - - 0
271 ANS PVT. LTD. No 13679 1 1 - 0 0 - - - 0
272 FORTUNE WEALTH MANAGEMENT COMPANY INDIA (P) LTD. No 4395 1 1 - 0 0 - - - 0
273 EASTERN FINANCIERS LTD No 4462 1 1 - 0 0 - - - 0
274 KARUNA FINANCIAL SERVICES PVT. LTD No 3168 1 1 - 0 0 0 0 0 0
275 KHAJANCHI & GANDHI STOCK BROKING PRIVATE LIMITED No 7160 1 1 - 0 0 - - - 0
276 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 25766 1 1 - 0 0 0 0 0 0
277 MPSE SECURITIES LIMITED No 5 1 1 - 0 0 - - - 0
278 VASANTI SHARE BROKERS LIMITED No 1518 1 1 - 0 0 0 0 0 0
279 K M JAIN STOCK BROKERS PRIVATE LIMITED No 2561 1 1 - 0 0 - - - 0
280 BARON FIN-LEASE PVT. LTD. No 777 1 1 - 0 0 1 1 0 0
281 BHARAT RASAYAN FINANCE LTD No 2146 1 1 - 0 0 0 0 0 0
282 BEST BULL STOCK TRADING No 2238 1 1 - 0 0 0 0 0 0
283 CFS FINANCIAL SERVICES PVT. LTD No 3168 1 1 - 0 0 - - - 0
284 CHUGH SECURITIES PRIVATE LIMITED No 4489 1 1 - 0 0 0 0 0 0
285 JV CAPITAL SERVICES PVT. LTD. No 1642 1 0 - 1 0 1 1 0 0
286 INTEGRATED MASTER SECURITIES PVT. LTD. No 8747 1 1 - 0 0 0 0 0 0
287 JYOTI PORTFOLIO LIMITED No 8570 1 1 - 0 0 0 0 0 0
288 K K SECURITIES LTD. No 6331 1 1 - 0 0 - - - 0
289 KLG SHARE BROKERS LTD. No 204 1 1 - 0 0 - - - 0
290 KUMAR SHARE BROKERS LTD. - - 1 1 - 0 0 0 0 0 0
291 MAHESHWARI TECHNICAL & FINANCIAL SERVICES LTD. No 5136 1 1 - 0 0 - - - 0
292 NJ SHARES & SECURITIES PVT. LTD. No 44 1 1 - 0 0 - - - 0
293 MLB CAPITAL PRIVATE LIMITED - - 1 1 - 0 0 0 0 0 0
294 PROGRESSIVE SHARE BROKERS PRIVATE LIMITED No 9284 1 1 - 0 0 0 0 0 0
295 R G SHARE BROKERS LTD. No 402 1 1 - 0 0 - - - 0
296 S G STOCK SERVICES LTD. No 753 1 1 - 0 0 0 0 0 0
297 SPFL SECURITIES LIMITED No 16815 1 1 - 0 0 1 1 0 0
298 VARUN CAPITAL SERVICES LTD. No 842 1 1 - 0 0 1 1 0 0
299 VIVEK FINANCIAL FOCUS LTD. No 10147 1 1 - 0 0 - - - 0
300 INDIRA SECURITIES PRIVATE LIMITED No 9326 1 1 - 0 0 - - - 0
301 CHONA FINANCIAL SERVICES LTD. No 5575 1 1 - 0 0 - - - 0
302 LUNIA INVESTMENTS & FINANCE PVT. LTD. No 1558 1 1 - 0 0 - - - 0
303 SHREYAS STOCKS PRIVATE LIMITED No 2872 1 1 - 0 0 - - - 0
304 GILTEDGE CREDIT CAPITAL LTD. No 51 1 1 - 0 0 - - - 0
305 SAJAG SECURITIES PVT. LTD. No 16309 1 1 - 0 0 - - - 0
306 SATISH ASHOK SABNIS No 3942 1 1 - 0 0 - - - 0
307 CRIMSON FINANCIAL SERVICES LTD. No 2395 1 1 - 0 0 - - - 0
308 SVARN FINANCIAL SERVICES PVT. LTD. No 1258 1 1 - 0 0 0 0 0 0
309 BHAVANA INVESTOR SERVICES LTD No 8 1 1 - 0 0 - - - 0
310 ARCH FINANCE LTD. No 3215 1 1 - 0 0 - - - 0
311 BGSE FINANCIALS LIMITED No 48420 1 1 - 0 0 - - - 0
312 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 17261 1 1 - 0 0 - - - 0
313 MARCK SECURITIES PVT. LTD. No 4613 1 1 - 0 0 - - - 0
314 PSE SECURITIES LTD. No 8930 1 1 - 0 0 - - - 0
315 HDFC BANK LTD. - - 1 1 - 0 0 - - - 0
316 HRIM FINANCE AND SECURITIES PRIVATE LIMITED No 72 1 0 - 1 0 0 0 0 0
317 SAMURAI SECURITIES PRIVATE LIMITED No 328 1 1 - 0 0 - - - 0
318 MERITS CAPITAL MARKET SERVICES PVT. LTD. No 2320 1 1 - 0 0 0 0 0 0
319 PAN SECURITIES LIMITED No 342 1 1 - 0 0 - - - 0
320 ADROIT SHARE & STOCK BROKER PVT. LTD. No 30 1 1 - 0 0 - - - 0
321 G S V SECURITIES PVT. LTD. No 1215 1 1 - 0 0 - - - 0
322 AUM CAPITAL MARKET PVT LTD No 2565 1 1 - 0 0 - - - 0
323 A.K.STOCKMART PVT. LTD No 378 1 1 - 0 0 - - - 0
Total 12520146 5847 4990 482 375 0 553 553 194 0

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member