Compliance for Trading Members

Trading members of the Exchange are required to comply with requirements as laid down in Rules, Regulations and Byelaws of the Exchange and the Clearing Corporation (NSE Clearing). Given below are the various compliances.

Members will also find this quick guide for all compliance requirements handy

Download Compliance Handbook (.pps)

Download Compliance Calendar (.xls)

Download FAQs for NRI- Trading Account (.pdf)

Download FAQs on Margin Collection and Reporting (.pdf)

Download FAQs on Actual Settlement of funds & securities (.pdf)

Consolidated Circular :

Download Annexure A (.pdf)

Download Annexure B (.pdf)

Download Annexure C (.pdf)

Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don't's) in Vernacular Language :

Assamese Bengali Gujrati Hindi Kanada
Kashmiri Konkani Malyalam Marathi Oriya
Punjabi Sindhi Tamil Telegu Urdu

Note:"This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail."

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